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Posner's Pragmatic Realism: Why It Is Wrong

At Balkinization, Brian Tamaha writes a terrific piece on Judge Richard Posner's "pragmatic realism":

His views on these two topics can be summarized as follows: Posner believes that judging on the Supreme Court is almost entirely political, and he believes that judging on the Court of Appeals (his court), and judging generally, is substantially political. This view of the political nature of judging is widely shared among legal academics and political scientists, although many judges disagree. Posner, furthermore, advocates that judges should decide cases in a pragmatic fashion, oriented toward rendering the most reasonable decision in a given case (all things considered).

Posner seems to, unfortunately, correctly describe the current state of affairs. But he is wrong to believe that it should be this way. I'll explain why on the flip.

Tamaha writes:

To obtain a sense of Posner’s view of these matters, consider his comments (paraphrased):

When asked by Leiter whether he thinks that judges have a duty or obligation to apply the law, Posner pointedly does not accept the terms of the question. Rather than characterize it as a duty, he said that there are basic “rules of the game” that judges must conform to (violators risk effort-wasting and embarrassing reversals), to wit: judges must follow any statute or precedent that clearly resolves an issue. Judges are constrained by rules in this sense.

However, according to Posner, these constraints are almost never at play at the level of the Supreme Court (cases that make it to that level are seldom clear in legal terms, and the Court can repudiate its own precedent), and “very often not in play” at the Court of Appeals. “A significant fraction” of the cases heard by the Court of Appeals is not clearly determined by statutes or precedent. Moreover, Posner says, the ordinary canons of statutory interpretation and reasoning by analogy do not help produce a legal answer.

Hence, in that situation, a judge must render a decision about the most reasonable result for the present and future. There is nothing particularly legal about this decision. Judges simply make policy judgments based upon their life experiences, temperament, and ideological views. [Notice how much Posner agrees, at least on these points, with the old “Crits”—Critical Legal Studies folks who were highly skeptical of the role of law in judicial decision making.]

Posner fully embraces the implications of his views of judging. He recognizes that judges may have different opinions about what is a reasonable result in a given case—that’s just the way it is. Whichever view happens to have the most votes on a judicial panel wins. Outcomes in given cases are therefore a function of the vagaries of who happens to be assigned to a given panel. Tempering this implication, Posner also points out that appellate judges agree a great deal of the time, but he insists that this agreement is not so much attributable to shared interpretations of the law, but rather to similar outlooks, experiences, and values held by judges, which produce shared judgments about what is reasonable. Since decisions in these cases rest upon political views, Posner accepts that the political views of individual judges should be considered in the appointments process (and he adds that, rhetoric notwithstanding, the Senators already know this).

As I wrote, Posner, it seems to me, does describe the reality of appellate judging in the federal appeals courts and in the SCOTUS. Now why is it bad? And what do I offer as an alternative? It is bad for the reason Tamaha states -- it undermines the rule of law. But have I not defended a "Living Constitution"? Aren't you being hypocritical? I don't think so and will quote my argument on the subject, posted at Talk Left:

In discussing Scott Lemieux's piece on Dred Scott (Lemieux responded here), I touched upon the issue of Constitutional Interpretation. On Constitutional interpretation I wrote:

It seems undeniable to me that Dred Scott was a results oriented decision. And in that respect, Lemieux's statement that "[a]spirational" jurisprudence is only as good as the aspirations of the judge involved" is obviously correct. However, that does the "theory of a living Constitution" short shrift. The theory (or at least my theory) of a Living Constitution does not rest on "aspirational jurisprudence", but rather on common law judicial principles and the Constitution itself.

I reject the idea that proponents of a Living Constitution are not originalists, in the sense that the idea of a Living Constitution is to promote original Constitutional purpose to current circumstances.

My view is that a Living Constitution seeks to understand the original purpose of the Constitution, and its specific provisions, and discern how best to serve that purpose in the case then presented. I believe that the proper function of Constitutional interpretation does not entail reading the Constitution as one reads a statute - it requires more than a formalized reading of the text and search for specific findings of the original understanding of the specific text in question and the applicability to the case at hand. It requires a unifying approach, one that seeks to read the Constitution as a whole, harmonizing the component parts of the Constitution, the empowering provisions, the limiting provisions, the individual rights created and preserved. It requires understanding the purpose of the creation of a third coequal branch, the judicial branch, with the attendant common law judicial powers and restraints.

The first great Chief Justice, John Marshall, did yeoman work in establishing this role and approach for the Supreme Court. I argue that Marshall's jurisprudence established that Constitutional interpretation requires both respect for the original purpose and application of Common Law principles to discern the proper application of original purpose to the specific case presented.

The phrase "Living Constitution" is often used to disparage this approach. But I think, properly understood, the phrase is very appropriate - the purpose of the Constitution lives and grows - and the original PURPOSES are essential to that growth - by understanding the WHY the Framers wrote what they wrote and serving the original PURPOSE by transposing that purpose upon the specific case.

Professor Jack Balkin, of Balkinization, has issued a paper recently that had similar thoughts, much better expressed of course:

This article argues that the debate between originalism and living constitutionalism offers a false dichotomy. Many originalists and their critics improperly conflate fidelity to the original meaning of the constitutional text with fidelity to how people living at the time of adoption expected that it would be applied. That is, they confuse "original meaning" with "original expected application."

Constitutional interpretation requires fidelity to the original meaning of the Constitution and to the principles that underlie the text, but not to original expected application. This general approach to constitutional interpretation is the method of "text and principle." This approach is faithful to the original meaning of the constitutional text, and to its underlying purposes. It is also consistent with the idea of a basic law that leaves to each generation the task of how to make sense of the Constitution's words and principles in their own time. Although the constitutional text and principles do not change without subsequent amendment, their application and implementation can. That is the best way to understand the interpretive practices characteristic of our constitutional tradition and the work of the many political and social movements that have transformed our understandings of the Constitution's guarantees. It explains, as other versions of originalism cannot, why these transformations are not simply mistakes that we must grudgingly accept out of respect for settled precedent, but are significant achievements of our constitutional tradition.

The views of Professor Balkin and I are buttressed by those of this Constitutional scholar:

[A]s a frame or fundamental law of government, [t]he constitution of the United States is to receive a reasonable interpretation of its language, and its powers, keeping in view the objects and purposes, for which those powers were conferred. By a reasonable interpretation, we mean, that in case the words are susceptible of two different senses, the one strict, the other more enlarged, that should be adopted, which is most consonant with the apparent objects and intent of the constitution; that, which will give it efficacy and force, as a government, rather than that, which will impair its operations, and reduce it to a state of imbecility.

This consideration is of great importance in construing a frame of government; and a fortiori a frame of government, the free and voluntary institution of the people for their common benefit, security, and happiness.

. . . [A] constitution of government, founded by the people for themselves and their posterity, and for objects of the most momentous nature, for perpetual union, for the establishment of justice, for the general welfare, and for a perpetuation of the blessings of liberty, necessarily requires, that every interpretation of its powers should have a constant reference to these objects. No interpretation of the words, in which those powers are granted, can be a sound one, which narrows down their ordinary import, so as to defeat those objects. That would be to destroy the spirit, and to cramp the letter. It has been justly observed, that "the constitution unavoidably deals in general language. It did not suit the purposes of the people, in framing this great charter of our liberties, to provide for minute specification of its powers, or to declare the means, by which those powers should be carried into execution. It was foreseen, that it would be a perilous, and difficult, if not an impracticable task. The instrument was not intended to provide merely for the exigencies of a few years; but was to endure through a long lapse of ages, the events of which were locked up in the inscrutable purposes of Providence. It could not be foreseen, what new changes and modifications of power might be indispensable to effectuate the general objects of the charter; and restrictions and specifications, which at the present might seem salutary, might in the end prove the overthrow of the system itself. Hence its powers are expressed in general terms, leaving the legislature, from time to time, to adopt its own means to effectuate legitimate objects, and to mould and model the exercise of its powers, as its own wisdom and the public interests should require."21 Language to the same effect will be found in other judgments of the same tribunal.22

If, then, we are to give a reasonable construction to this instrument, as a constitution of government established for the common good, we must throw aside all notions of subjecting it to a strict interpretation, as if it were subversive of the great interests of society, or derogated from the inherent sovereignty of the people. And this will naturally lead us to some other rules properly belonging to the subject.

Today, the Supreme Court heard argument on school desegregation cases. It was an ironic argument in my opinion. Stevens and the liberal wing of the Court closely questioned the Government and the lawyers arguing for striking down the desegregation plans whether the goal of diversity itself - an expressly race conscious goal - was unconstitutional or was using race to ACHIEVE a race conscious objective is where the line should be drawn. This was due to the ugly irony of the Government arguing that Brown did not allow use of race conscious remedies to achieve race conscious results. The government accepted that diversity or desegregation was of course an acceptable governmental objective but that race conscious remedies could not be employed to achieve the objectives. Remarkable. As Justice Souter remarked, race conscious objectives are fine as long as you hide the ball and do not actually take race into account to achieve the race conscious goal.

The government's argument is an example of what Posner embraces - a straight forward political argument unmoored from the law. There can be no doubt that everyone in that courtroom today knows there is nothing unconstitutional about the desegregation plans in controversy, but the desire for a political result will guide the Right wing of the court in the decision. I have no doubt about that.

Brown breathed life into the purpose of the equal protection clause and clearly understood that governments can adopt race conscious policies to remedy discrimination and indeed to forward anti-discrimination. But the spirit of Posner will imbue Scalia, Alito, Roberts and Thomas. The question of course is what will Kennedy do, as it always seems to be these days.

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    a glaring facet of the constitution (none / 0) (#1)
    by cpinva on Tue Dec 05, 2006 at 07:49:08 AM EST
    that argues solidly for the author's intent that it grow with the times: a mechanism for amending it was specifically included.

    had the author's sincerely expected strict adherence to it's "original intent", they'd never have added this provision, there simply wouldn't have been a need to.

    Excellent post (none / 0) (#2)
    by nolo on Tue Dec 05, 2006 at 09:32:28 AM EST
    I've been seething over the snippets of argument from the school desegregation cases that I heard on the radio the other day.  I've also been seething over Posner for a good long while.  I'm glad to know it's not just me.

    Posner (none / 0) (#3)
    by Molly Bloom on Tue Dec 05, 2006 at 10:04:20 AM EST
    I regret I don't have the time to digest all of this today. I will add some of my limited knowledge on Posner before returning to paying work.

    Posner considers himself an heir to the legal realist school, which I assume is where the term "practical realist" comes from. I don't. I do think the Crits are (and I often thought the Crits were unnecessary as offering only a refinement of legal realsim).

    As I recall Posner is (or was) a dedicated free market theorist. who was part of the law and economics movement. In 1978 Posner co- wrote an article on abortion and the free market, suggesting woman would have less abortions if they could use free market principles, i.e. sell unwanted babies (The economics of the baby shortage. Journal of Legal Studies 7: 323-48, Posner R. and Landes, E.). This article kept Reagan (and the Bushes) from nominating him to the US Supreme Court.

    There is, of course, no consitutional reason to interpret the US Constitution accordance with the Wealth of Nations (See FN) and this idea is exactly what the legal realists argued against- imposing ones personal prejudices on judicial decisions, the old idea attributed to Karl Llewelyn that "a judge often decides cases based upon what he had for breakfast".  IMO what the Law and Economic school offered was a return to late 19th century jurisprudence famously associated with Lochner in a fancy new suit.

    This is why I think Posner's belief he is a an heir to the legal reaslists is bure nonsense.

    (FN: The problem with free market absolutests is they live in perfect dream world which does not exist and will never exist. They live in a world in which all parties have the same information and sophistication to make economic decisons and they expect those economic decisions to be made on a pure profit and loss basis. Real life isn't like that. There is nothing in the constitution that mandates an interpretation according to Adam Smith nor does it strike me as a good  idea).